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Scott Brady

Independent Financial Group, LLC
26 Years of Experience
Salem, OR
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Scott Brady is a registered investment advisor at Independent Financial Group, LLC, based in Salem, OR, with 26 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

195 Owens St. S, Salem, OR, 97302

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2019
Criminal
July 1998
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott is a 50% owner of Cascade Pacific Financial Planners, a DBA for marketing purposes, and the 100% owner of S. Brady Inc., an entity used for tax and investment purposes. He is also an insurance agent offering various types of fixed insurance products, spending a few hours per week on this activity.

Employment History
Current Registrations
Independent Financial Group, LLC
November 2019 - Present · 6 yrs 11 mos
Independent Financial Group, LLCBroker
November 2019 - Present · 6 yrs 11 mos
Previous Registrations
Independent Financial Group, LLC
November 2019 - November 2019 · 0 mos
Voya Financial Advisors, INC.Broker
January 2004 - October 2019 · 15 yrs 9 mos
Voya Financial Advisors, INC.
January 2004 - October 2019 · 15 yrs 9 mos
Locust Street Securities, INC.
April 2002 - January 2004 · 1 yr 9 mos
Locust Street Securities, INC.Broker
April 2000 - January 2004 · 3 yrs 9 mos
State Registrations6 states
AZCOMNORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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