Stephen Miller
Stephen Miller is a CFA, CFP-designated registered investment advisor at Forward Wealth Management, LLC, based in Charlotte, NC, with 21 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 42 clients with $65M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.95% |
| $1.0M - $4.0M | 0.70% |
| $4M+ | 0.50% |
Fees are negotiable. For direct-to-participant 401k/Qualified Retirement Plan management, the annual fee is: First $2,500,000: 0.65%, Next $2,500,000: 0.50%, Over $5,000,000: 0.35%
Fee Estimator
Location
Charlotte, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is licensed to sell life insurance and may engage in product sales with clients, receiving additional compensation. This activity takes minimal time.
Employment History
Current Registrations
Forward Wealth Management, LLC
Previous Registrations
Hayden Harper Advisory, LLC
Round Table Services, LLC
Citicorp Investment Services
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.