DY
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Danny Young

26 Years of Experience
Adel, GA
3 DisclosuresBrokerSells Insurance

Danny Young is a registered investment advisor at Kovack Advisors, INC., based in Adel, GA, with 26 years of industry experience. Danny is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
258 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

102 North Hutchinson Avenue, Adel, GA, 31620

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2021
Settled
Customer Dispute
November 2008
Closed-No Action
Customer Dispute
June 2007
Denied
Other Business ActivitiesSells Insurance

Danny is involved in several businesses, including Independent Retirement Professionals (where he spends most of his time), fixed insurance sales, and marketing support to financial professionals. He also manages investments through DJY, LLC, provides federal employee retirement training, and serves as power of attorney and executor of an estate.

Employment History
Current Registrations
Kovack Advisors, INC.
August 2022 - Present · 4 yrs 2 mos
Kovack Securities INC.Broker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - August 2022 · 1 yr 2 mos
Cetera Advisor Networks LLCBroker
June 2021 - August 2022 · 1 yr 2 mos
Voya Financial Advisors, INC.
January 2010 - June 2021 · 11 yrs 5 mos
Voya Financial Advisors, INC.Broker
March 2006 - June 2021 · 15 yrs 3 mos
Usallianz Securities, INC.Broker
December 2004 - March 2006 · 1 yr 3 mos
Pan-American Financial AdvisersBroker
January 2000 - November 2004 · 4 yrs 10 mos
State Registrations12 states
ALFLGALANCNMOHSCSDTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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