JE
JE

John Elgin

26 Years of Experience
Sunbury, OH
Broker

John Elgin is a registered investment advisor, based in Sunbury, OH, with 26 years of industry experience.

Location

Sunbury, OH

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John owns commercial real estate, is a member of JENZ, LLC (organized to pay expenses), and is a co-owner of JENZ, LLC. His co-ownership of JENZ, LLC takes about a quarter of his time, including a significant amount during trading hours.

Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
August 2025 - Present · 1 yr 1 mo
Steward Partners Investment Solutions, LLC
August 2025 - Present · 1 yr 1 mo
Steward Partners Investment Solutions, LLCBroker
August 2025 - Present · 1 yr 1 mo
Previous Registrations
Ameriprise Financial Services, LLC
September 2017 - August 2025 · 7 yrs 11 mos
Ameriprise Financial Services, LLCBroker
September 2017 - August 2025 · 7 yrs 11 mos
Mid Atlantic Financial Management, INC.
July 2010 - September 2017 · 7 yrs 2 mos
Mid Atlantic Capital CorporationBroker
July 2010 - September 2017 · 7 yrs 2 mos
UBS Financial Services INC.
March 2004 - July 2010 · 6 yrs 4 mos
UBS Financial Services INC.Broker
March 2004 - July 2010 · 6 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2000 - March 2004 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2000 - March 2004 · 4 yrs
State Registrations31 states
AKALAZCACOCTFLGAIAIDILINKSKYLAMAMDMIMONCNVNYOHORPASCTNTXVAWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Elgin - Financial Advisor | TrueAdvisor