Calvin Thompson is a registered investment advisor, based in Malvern, PA, with 25 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Calvin maintains an insurance license, though it is not actively used. He dedicates minimal time to this activity.
Employment History
Current Registrations
Vanguard Marketing Corporation
May 2025 - Present · 1 yr
Vanguard Advisers, INC.
May 2025 - Present · 1 yr
Vanguard Marketing CorporationBroker
May 2025 - Present · 1 yr
Previous Registrations
Advice and Planning Services
July 2012 - January 2025 · 12 yrs 6 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2012 - January 2025 · 12 yrs 6 mos
PNC InvestmentsBroker
January 2004 - May 2012 · 8 yrs 4 mos
PNC Investments
January 2004 - May 2012 · 8 yrs 4 mos
Hilliard Lyons Asset Management
May 2003 - January 2004 · 8 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 2002 - January 2004 · 1 yr 7 mos
PNC Brokerage CORPBroker
May 2001 - June 2002 · 1 yr 1 mo
E-Invest, INC.Broker
February 2000 - October 2000 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.