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Dolores Alcaide-Mendez

22 Years of Experience
New York, NY
Broker

Dolores Alcaide-Mendez is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1285 Avenue of the Americas, 15th floor, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dolores owns rental property in Jackson Heights, NY since 2012. She spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
UBS Financial Services INC.
May 2022 - Present · 4 yrs 2 mos
UBS Financial Services INC.
May 2022 - Present · 4 yrs 2 mos
UBS Financial Services INC.Broker
May 2022 - Present · 4 yrs 2 mos
Previous Registrations
Morgan Stanley
June 2009 - May 2022 · 12 yrs 11 mos
Morgan StanleyBroker
June 2009 - May 2022 · 12 yrs 11 mos
Morgan Stanley & CO. Incorporated
July 2008 - June 2009 · 11 mos
Morgan Stanley & CO. IncorporatedBroker
July 2008 - June 2009 · 11 mos
Citigroup Global Markets INC.
June 2007 - July 2008 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
June 2007 - July 2008 · 1 yr 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
April 2004 - June 2007 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2003 - June 2007 · 4 yrs 1 mo
State Registrations16 states
CACOCTDEFLGAINNJNVNYOHPRSDTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dolores Alcaide-Mendez - Financial Advisor | TrueAdvisor