Shepard Buckman
Shepard Buckman is a CFA-designated registered investment advisor at Rossby Financial, LLC, based in New Orleans, LA, with 24 years of industry experience. Shepard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 804 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rossby Financial offers investment management services for a fee based on the value of your investments. The fee is negotiable, but will not exceed 2.5% annually. The exact fee depends on the size and composition of your portfolio, the services provided, and the representative providing the services. Fees are generally charged quarterly or monthly, in advance or arrears, based on the period-end balance.
Location
6073 Louisville Street, New Orleans, LA, 70124
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Regulatory History (1)
Customer Dispute
May 2009Other Business ActivitiesSells Insurance
Shepard is a co-owner and licensed insurance agent at Fusion Strategies, LLC since 2012, selling insurance policies. This takes a few hours per week.
Employment History
Current Registrations
Rossby Financial, LLC
Sequence Wealth Management
Previous Registrations
Equitas Capital Advisors,llc
United Brokerage Services, INCBroker
United Brokerage Services INC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Salomon Smith Barney INC.
Salomon Smith Barney INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.