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Roger Colchin

22 Years of Experience
Irmo, SC
BrokerSells Insurance

Roger Colchin is a registered investment advisor at Cetera Investment Advisers LLC, based in Irmo, SC, with 22 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

201 Ministry Dr, Irmo, SC, 29063

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Roger is a registered representative with Sides Financial Strategies, Inc. since 2005, focusing on the sale and service of insurance, securities, and investment products. He is also an independent insurance agent since 2009, selling fixed insurance products, dedicating nearly full-time hours to both activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
August 2016 - June 2021 · 4 yrs 10 mos
Voya Financial Advisors, INC.Broker
August 2003 - June 2021 · 17 yrs 10 mos
State Registrations10 states
ALCAFLGAMENCNYSCVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Roger Colchin - Financial Advisor | TrueAdvisor