M. Dana
M. Dana is a registered investment advisor at Western Wealth Management LLC, based in Greenwood Village, CO, with 25 years of industry experience. M. operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 8,964 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WWM offers Comprehensive Portfolio Management where the maximum annual fee is 3.0% of the assets managed. Alternatively, a flat fee, not to exceed 2.5% of assets under management or a negotiated flat rate may be applied in certain circumstances. Fees are negotiable. WWM also offers LPL Financial Sponsored Advisory Programs with maximum fees ranging from 1.4% to 3.0%.
Location
5251 DTC Parkway, Suite 1045, Greenwood Village, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
M. is the President of the Denver Metro Chapter of SOFA and owns rental real estate. She is also the President of Pinnacle Advanced Planner, Inc., an insurance agency, and a Managing Director at Redwood Tax Specialists. She spends about half her time at Western Wealth Management, LLC, a registered investment advisor.
Employment History
Current Registrations
Western Wealth Management LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Western Wealth Management LLC
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Intervest International, INC.
Intervest International Equities CorporationBroker
Rattiner Asset Management, INC.
UBS Painewebber INC.
UBS Painewebber INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.