Shomir Mukherjee
Shomir Mukherjee is a registered investment advisor at LPL Financial LLC, based in Westlake Village, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2555 Townsgate Rd Ste 300, Ste. 300, Westlake Village, CA, 91361
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Regulatory History (5)
Customer Dispute
January 2026Customer Dispute
March 2023Customer Dispute
June 2022Customer Dispute
June 2021Employment Separation After Allegations
February 2015Other Business ActivitiesSells Insurance
Shomir is an agent for accident & health, life, and variable insurance products. He is also the President of Samana Business Design Inc., an S Corporation for tax purposes.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities, INC.Broker
Western International Securities
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Salomon Smith Barney INC.Broker
Painewebber IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.