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Andrew Roberts
24 Years of Experience
Loudonville, NY
1 DisclosureBroker
Andrew Roberts is a registered investment advisor at Key Investment Services LLC, based in Loudonville, NY, with 24 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
629 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.40% |
| $1M+ | 1.00% |
KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
475 Albany Shaker Road, Loudonville, NY, 12211
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2008Denied
Employment History
Current Registrations
Key Investment Services LLC
March 2021 - Present · 5 yrs 2 mos
Key Investment Services LLCBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
LPL Financial LLCBroker
August 2010 - September 2016 · 6 yrs 1 mo
Banc of America Investment Services, INC.
November 2005 - June 2009 · 3 yrs 7 mos
Banc of America Investment Services, INC.Broker
October 2004 - June 2009 · 4 yrs 8 mos
Quick & Reilly, INC.Broker
September 2000 - October 2004 · 4 yrs 1 mo
Fis Securities, INC.Broker
February 2000 - September 2000 · 7 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.