Richard Wolf
Richard Wolf is a registered investment advisor at LPL Financial LLC, based in Trumbull, CT, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Trumbull, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard operates Tailored Cents as a DBA for his LPL business, dedicating nearly full-time hours to it. He also serves as a board member for several non-profit organizations and works as an insurance broker, spending minimal time on insurance activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Infinex Investments, INC.Broker
Infinex Investments, INC.
Ast Investment Services, INC.
Prudential Annuities Distributors, INCBroker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
J Giordano Securities GroupBroker
People's Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.