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MB

Michael Baker

23 Years of Experience
Edina, MN
Broker

Michael Baker is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Edina, MN, with 23 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

3600 Minnesota Dr, Suite 600, Edina, MN, 55435

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
April 2016 - Present · 10 yrs 1 mo
Northwestern Mutual Investment Services,llc
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Advised Assets Group, LLC
December 2007 - March 2016 · 8 yrs 3 mos
Ameriprise Financial Services, INC.Broker
February 2001 - September 2005 · 4 yrs 7 mos
Ids Life Insurance CompanyBroker
February 2001 - September 2005 · 4 yrs 7 mos
American Express Financial Advisors INC.Broker
November 2000 - January 2001 · 2 mos
Ids Life Insurance CompanyBroker
November 2000 - January 2001 · 2 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.