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Hardee Jerrels

Charles Schwab & CO., INC.
21 Years of Experience
Little Rock, AR
1 DisclosureBroker
View SEC Summary
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Hardee Jerrels is a registered investment advisor at Charles Schwab & CO., INC., based in Little Rock, AR, with 21 years of industry experience. Hardee is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

650 S. Shackleford Road, Suite 140, Little Rock, AR, 72211-3560

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2020
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Charles Schwab & CO., INC.
June 2018 - Present · 8 yrs 4 mos
Charles Schwab & CO., INC.Broker
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Allstate Financial Advisors, LLC
October 2017 - June 2018 · 8 mos
Allstate Financial Services, LLCBroker
October 2017 - June 2018 · 8 mos
Bfc Planning, INC.
June 2013 - October 2017 · 4 yrs 4 mos
Securities Management & Research, INC.Broker
March 2013 - October 2017 · 4 yrs 7 mos
Securities Management & Research, INC.Broker
December 2004 - August 2008 · 3 yrs 8 mos
Arvest Asset ManagementBroker
January 2004 - August 2004 · 7 mos
Arvest Asset Management
January 2004 - August 2004 · 7 mos
Invest Financial Corporation
October 2003 - February 2004 · 4 mos
Invest Financial CorporationBroker
February 2000 - February 2004 · 4 yrs
State Registrations17 states
ARAZCAFLGAILINMONCNJNYOKSCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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