Rinaldo Diaz-Flores
Rinaldo Diaz-Flores is a registered investment advisor at Kovack Advisors, INC., based in Ft. Lauderdale, FL, with 25 years of industry experience. Rinaldo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2024Customer Dispute
August 2011Customer Dispute
July 2011Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Rinaldo operates under the name RD Financial Solutions Corporation, offering insurance, annuities, and other business services in Puerto Rico, dedicating about 10-20% of his time. He also owns RD Financial Consulting Group for administrative and operational expenses and property rent, spending about 10% of his time, and serves as President of the Board of Directors for Condominio Veredas del Mar, spending minimal time.
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Previous Registrations
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Washington Square Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.