Frank Hsin is a registered investment advisor, based in San Diego, CA, with 24 years of industry experience.
Location
11440 W. Bernardo Court, Suite 300, San Diego, CA, 92127
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Frank is a co-owner of 805 Office Coffee Company LLC, a coffee business, since 2017. He spends a few hours per week on invoicing, deliveries, and customer service.
Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
August 2023 - Present · 3 yrs 1 mo
Kingswood Wealth Advisors, LLC
July 2023 - Present · 3 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
October 2011 - August 2023 · 11 yrs 10 mos
UBS Financial Services INC.Broker
October 2011 - August 2023 · 11 yrs 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2011 · 2 yrs 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2011 · 2 yrs 5 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
July 2006 - April 2007 · 9 mos
Morgan Stanley
July 2006 - April 2007 · 9 mos
Wells Fargo Investments, LLC
August 2005 - June 2006 · 10 mos
Wells Fargo Investments, LLCBroker
August 2005 - June 2006 · 10 mos
Wm Financial Services, INC.
June 2004 - July 2005 · 1 yr 1 mo
Wm Financial Services, INC.Broker
June 2004 - July 2005 · 1 yr 1 mo
UBS Financial Services INC.
September 2000 - July 2003 · 2 yrs 10 mos
UBS Financial Services INC.Broker
June 2000 - July 2003 · 3 yrs 1 mo
Donaldson, Lufkin & Jenrette Securities CorporationBroker
April 2000 - June 2000 · 2 mos
State Registrations19 states
CACOCTDEFLGAMAMIMNMONJNYOHOKPATXVAWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.