Don Williams
Don Williams is a registered investment advisor at LPL Financial LLC, based in San Marcos, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
San Marcos, CA
Get directionsHistory
Regulatory History (1)
Criminal
March 1989Other Business Activities
Don operates his LPL business under the DBA Financial Advocates. This activity is investment-related and takes up a full-time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Foreside Fund Services, LLCBroker
Purshe Kaplan Sterling InvestmentsBroker
Thrivent Advisor Network, LLC
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
E*trade Securities LLCBroker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Dean Witter Reynolds INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.