BG
CFA
BG
CFA

Boris Gertsen

23 Years of Experience
Los Angeles, CA
Broker

Boris Gertsen is a CFA-designated registered investment advisor, based in Los Angeles, CA, with 23 years of industry experience.

Location

6300 Wilshire Boulevard, Suite 2100, Los Angeles, CA, 90048

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Boris is an investment advisor representative (IAR) with JSF Financial LLC since 1999, providing financial planning advice and managing client accounts. This activity takes nearly a full-time commitment, with slightly less time dedicated during market hours.

Employment History
Current Registrations
Newedge Securities, LLCBroker
February 2010 - Present · 16 yrs 3 mos
Jsf Financial, LLC
March 2004 - Present · 22 yrs 2 mos
Previous Registrations
Cantella & CO., INC.Broker
September 2003 - March 2010 · 6 yrs 6 mos
Royal Alliance Associates, INC.Broker
July 2002 - September 2003 · 1 yr 2 mos
State Registrations3 states
CAFLGA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Boris Gertsen - Financial Advisor | TrueAdvisor