Michael Hargrove is a registered investment advisor, based in Raleigh, NC, with 25 years of industry experience.
Location
4208 Six Forks Rd, Suite 1700, Raleigh, NC, 27609
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
February 2016 - Present · 10 yrs 5 mos
Captrust
February 2016 - Present · 10 yrs 5 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
June 2013 - January 2016 · 2 yrs 7 mos
Northwestern Mutual Investment Services,llc
June 2013 - January 2016 · 2 yrs 7 mos
Wells Fargo Advisors, LLC
February 2006 - May 2013 · 7 yrs 3 mos
Wells Fargo Advisors, LLCBroker
October 2000 - May 2013 · 12 yrs 7 mos
First Union Brokerage Services, INC.Broker
February 2000 - October 2000 · 8 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.