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Richard Buck

State Farm Investment Management CORP.
26 Years of Experience
Wilmington, NC
1 DisclosureBrokerSells Insurance
View SEC Summary
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Richard Buck is a registered investment advisor at State Farm Investment Management CORP., based in Wilmington, NC, with 26 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.

State Farm Investment Management CORP.
Compensation
Fee-Only (% of Portfolio)
Firm Size
7097 advisors
Number of Clients
3,575 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Minimum Annual Fee:$180
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.25%
$100K - $500K1.00%
$500K - $1.0M0.75%
$1M+0.50%

Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Wilmington, NC

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History

Regulatory History (1)
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Customer Dispute
January 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard owns Richard Buck's Insurance Agency, where he services customers and supervises employees, dedicating about half his time. He also owns Buck-Foxx LLC, an investment or commercial property, spending minimal time on it.

Employment History
Current Registrations
State Farm Investment Management CORP.
May 2023 - Present · 3 yrs 5 mos
State Farm Vp Management CORP.
November 2002 - Present · 23 yrs 11 mos
State Farm Vp Management CORP.Broker
November 2002 - Present · 23 yrs 11 mos
Previous Registrations
Allstate Financial Services, LLCBroker
July 2001 - June 2002 · 11 mos
Metlife Securities INC.Broker
March 2000 - July 2001 · 1 yr 4 mos
Metropolitan Life Insurance CompanyBroker
March 2000 - July 2001 · 1 yr 4 mos
State Registrations2 states
NCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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