James Parker is a registered investment advisor at Morgan Stanley, based in Franklin, TN, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Meridian Boulevard, Suite 290, Franklin, TN, 37067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
March 2012 - Present · 14 yrs 4 mos
Morgan Stanley
March 2012 - Present · 14 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2003 - March 2012 · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2003 - March 2012 · 8 yrs 6 mos
UBS Financial Services INC.
September 2002 - October 2003 · 1 yr 1 mo
UBS Financial Services INC.Broker
August 2000 - October 2003 · 3 yrs 2 mos
J.C. Bradford & CO.Broker
February 2000 - August 2000 · 6 mos
State Registrations22 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.