NN
NN

Nicole Nonn

24 Years of Experience
Edwardsville, IL
Broker

Nicole Nonn is a registered investment advisor at Morgan Stanley, based in Edwardsville, IL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

6181 Bennett Drive, Suite 200, Edwardsville, IL, 62025

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Nicole is involved with a trust in Glen Carbon, Illinois since 2021. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
August 2011 - Present · 14 yrs 11 mos
Morgan Stanley
August 2011 - Present · 14 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
May 2004 - June 2010 · 6 yrs 1 mo
UBS Financial Services INC.Broker
November 2003 - June 2010 · 6 yrs 7 mos
Smith, Moore & CO.Broker
August 2003 - November 2003 · 3 mos
UBS Painewebber INC.Broker
June 2000 - May 2003 · 2 yrs 11 mos
Salomon Smith Barney INC.Broker
May 2000 - June 2000 · 1 mo
Schroder & CO. INC.Broker
March 2000 - May 2000 · 2 mos
State Registrations35 states
ALARAZCACOFLGAIAIDILINKSKYMAMDMIMNMOMSMTNCNENHNJNVNYOHOKTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.