Brent Spicuzza
Brent Spicuzza is a registered investment advisor at Arax Advisory Partners, based in Denver, CO, with 25 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 7,305 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Arax Advisory Partners provides investment management services for an annual fee based on the value of your portfolio. The fee varies depending on the size and complexity of your account and generally ranges from 0.50% to 2% per year. The fee is billed quarterly, either in advance or arrears. Clients may also incur additional fees charged by third parties, such as broker-dealers and custodians.
Location
730 17th Street, Suite 107, Denver, CO, 80202
Get directionsHistory
Regulatory History (7)
Customer Dispute
August 2017Customer Dispute
March 2016Regulatory
December 2015Employment Separation After Allegations
November 2015Customer Dispute
February 2013Customer Dispute
November 2008Customer Dispute
July 2004Other Business ActivitiesSells Insurance
Brent is a 1% owner of Woody-Stovall & Assoc, an insurance business, since April 2021. He spends no time on this activity.
Employment History
Current Registrations
Arax Advisory Partners
Previous Registrations
Summit Wealth Strategies
Summit Wealth Strategies, LLC of St. Louis
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.