Carlton Dick
Carlton Dick is a registered investment advisor at Arax Advisory Partners, based in Chesterfield, MO, with 13 years of industry experience. Carlton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 7,305 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Arax Advisory Partners provides investment management services for an annual fee based on the value of your portfolio. The fee varies depending on the size and complexity of your account and generally ranges from 0.50% to 2% per year. The fee is billed quarterly, either in advance or arrears. Clients may also incur additional fees charged by third parties, such as broker-dealers and custodians.
Location
16020 Swingley Ridge Rd, Ste 110, Chesterfield, MO, 63017
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Regulatory History (1)
Regulatory
August 2019Other Business ActivitiesSells Insurance
Carlton is the owner/principal of Summit X, LLC, working full-time managing the office, providing investment advice, and trading. He is also an insurance agent selling life insurance through Ash Brokerage/PKS Financial, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Arax Advisory Partners
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Summit Wealth Strategies
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.