Carlton Jerome Dick

Arax Advisory Partners

13 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningEstate PlanningCharitable GivingTax PlanningInvestment ManagementHigh Net Worth

Arax Advisory Partners

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

77 advisors

Number of Clients

2,692 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$2.8B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Location

16020 Swingley Ridge Road, Suite 110, Chesterfield, MO, 63005

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History

Regulatory History (1)

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Regulatory

August 2019

Final

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Other Business ActivitiesSells Insurance

Carlton is the owner/principal of Summit X, LLC, working full-time managing the office, providing investment advice, and trading. He is also an insurance agent selling life insurance through Ash Brokerage/PKS Financial, dedicating about 10-20% of his time to this activity.

Employment History

Current Registrations

Arax Advisory Partners

August 2025 - Present · 6 mos

Summit Wealth Strategies

January 2016 - Present · 10 yrs 1 mo

Previous Registrations

Purshe Kaplan Sterling InvestmentsBroker

March 2016 - July 2025 · 9 yrs 4 mos

AXA Advisors, LLC

November 2012 - December 2015 · 3 yrs 1 mo

AXA Advisors, LLCBroker

September 2012 - December 2015 · 3 yrs 3 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.