Robert Rivera
Robert Rivera is a registered investment advisor at Kcd Financial, INC., based in Green Bay, WI, with 11 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,145 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
KCD Financial offers asset management programs where fees are a percentage of the assets they manage. This fee can range from 0.5% to 3% annually, as agreed upon between you and KCD. The smaller your portfolio, the larger the percentage you might pay, and vice versa. The specific fee structure will be detailed in your Investment Advisory Services Agreement.
Location
3061 Allied Street, Suite B, Green Bay, WI, 54304
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert sells life insurance and annuities with various companies since 2018, dedicating minimal time to this activity. He is also a member of Knights of Columbus and Prince of Peace Council, focusing on fundraising, community support, and general membership with minimal time commitment.
Employment History
Current Registrations
Kcd Financial, INC.Broker
Kcd Financial, INC.
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Gmac Investment Services, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.