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Andrew Rice

26 Years of Experience
Saint Libory, NE
BrokerSells Insurance

Andrew Rice is a registered investment advisor at Ameritas Advisory Services, LLC, based in Saint Libory, NE, with 26 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 29,718 clients with $14B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
548 advisors
Number of Clients
29,718 clients
Average Client Portfolio
$463K average
Assets Under Management
$13.7B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $3.0M1.25%
$3M+1.00%

Fees vary by specific program selected. Some programs include an additional program fee ranging from 0.05% to 0.35% on top of the investment professional fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1845 6th Rd, Saint Libory, NE, 68872

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew is licensed as an independent insurance agent selling fixed insurance products through Rice Investment Resources since 2007, dedicating about a quarter of his time, and spends additional time trading. He is also an employee of Midwest Pyrotechnics, LLC, setting up and setting off firework displays, which takes a few hours per week.

Employment History
Current Registrations
Ameritas Advisory Services, LLC
November 2021 - Present · 4 yrs 11 mos
Ameritas Investment Company, LLCBroker
October 2007 - Present · 19 yrs
Previous Registrations
Ameritas Advisory Services
February 2008 - November 2021 · 13 yrs 9 mos
National Investor Services CORP.Broker
February 2006 - August 2007 · 1 yr 6 mos
Icapital Markets LLCBroker
September 2002 - August 2003 · 11 mos
Datek Online Financial Services LLCBroker
September 2002 - September 2002 · 0 mos
TD Ameritrade Clearing, INC.Broker
April 2000 - October 2007 · 7 yrs 6 mos
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.