Rebecca Clauer is a registered investment advisor, based in Dallas, TX, with 14 years of industry experience.
Location
12400 Coit Road, Suite 700, Dallas, TX, 75251
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rebecca owns rental real estate property since 2022 and an online cabinet retail/wholesale business, BLC Ventures, since 2025. She dedicates minimal time to each of these activities.
Employment History
Current Registrations
Level Four Financial, LLCBroker
September 2024 - Present · 1 yr 10 mos
Level Four Advisory Services
September 2024 - Present · 1 yr 10 mos
Level Four Financial, LLC
September 2024 - Present · 1 yr 10 mos
Previous Registrations
Principal Securities, INC.
May 2024 - August 2024 · 3 mos
Principal Securities, INC.Broker
May 2024 - August 2024 · 3 mos
Fidelity Personal and Workplace Advisors
July 2020 - October 2023 · 3 yrs 3 mos
Fidelity Brokerage Services LLCBroker
July 2020 - October 2023 · 3 yrs 3 mos
AXA Advisors, LLCBroker
November 2017 - May 2020 · 2 yrs 6 mos
AXA Advisors, LLC
November 2017 - May 2020 · 2 yrs 6 mos
Northwestern Mutual Investment Services,llc
May 2017 - September 2017 · 4 mos
Northwestern Mutual Investment Services, LLCBroker
May 2017 - September 2017 · 4 mos
Advice and Planning Services
August 2013 - March 2017 · 3 yrs 7 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
January 2011 - March 2017 · 6 yrs 2 mos
Waddell & Reed, INC.Broker
April 2000 - September 2000 · 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.