James Carpenter is a registered investment advisor at Edward Jones, based in Hubbard, OH, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 3,743,795 clients with $820B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Edward Jones offers an Ongoing Financial Planning Service for a maximum fee of $3,600 per year. This includes a financial plan and periodic updates, generally at least once per year, based on consultations with your financial advisor. You can discuss and revise your plan as needed. The fee may be paid in quarterly installments. To be eligible, you must have at least $250,000 enrolled in one or more Edward Jones Advisory Programs.
Edward Jones offers a Point in Time Financial Planning Service for which they do not currently charge a separate fee, but reserve the right to do so in the future. This service includes consultations with your financial advisor who will analyze your situation and provide a personalized financial plan.
Location
70 West Liberty St, Hubbard, OH, 44425
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2013Other Business Activities
James is a board member of Steam Academy of Warren, attending monthly meetings. He is also a member of MJ2 Holdings, LLC, a real estate holding company, spending minimal time on this activity.
Employment History
Current Registrations
Edward Jones
Edward JonesBroker
Previous Registrations
PNC InvestmentsBroker
PNC Investments
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
LPL Financial CorporationBroker
NFP Securities, INC.
NFP Securities, INC.Broker
Great American Advisors, INC.Broker
NFP Securities, INC.Broker
Edward JonesBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.