EP
EP
Erik Pedersen
22 Years of Experience
Edina, MN
1 DisclosureBroker
Erik Pedersen is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Edina, MN, with 22 years of industry experience. Erik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
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Location
3600 Minnesota Dr, Suite 600, Edina, MN, 55435
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2010Denied
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2025 - Present · 1 yr 3 mos
Northwestern Mutual Investment Services, LLCBroker
June 2025 - Present · 1 yr 3 mos
Previous Registrations
Commonwealth Financial NetworkBroker
January 2024 - April 2024 · 3 mos
Commonwealth Financial Network
January 2024 - April 2024 · 3 mos
Northwestern Mutual Investment Services,llc
March 2017 - September 2023 · 6 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
March 2017 - September 2023 · 6 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2013 - July 2016 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2013 - July 2016 · 3 yrs 4 mos
Meeder Asset Management, INC
September 2011 - January 2013 · 1 yr 4 mos
Meeder Advisory Services, INC
September 2011 - January 2013 · 1 yr 4 mos
Adviser Dealer Services, INC.Broker
September 2011 - January 2013 · 1 yr 4 mos
Transamerica Capital, INC.Broker
January 2009 - January 2011 · 2 yrs
Planco Financial Services, LLCBroker
June 2007 - December 2008 · 1 yr 6 mos
Jackson National Life Distributors LLCBroker
January 2006 - June 2007 · 1 yr 5 mos
Chase Investment Services CORP.
July 2005 - December 2005 · 5 mos
Chase Investment Services CORP.Broker
July 2005 - December 2005 · 5 mos
Banc One Securities Corporation
June 2005 - July 2005 · 1 mo
Banc One Securities CorporationBroker
June 2005 - July 2005 · 1 mo
Compass Capital Asset Management
February 2005 - June 2005 · 4 mos
Uvest Financial Services Group, INC.Broker
February 2005 - June 2005 · 4 mos
Ameritas Investment CORP
August 2004 - February 2005 · 6 mos
Ameritas Investment CORP.Broker
August 2004 - February 2005 · 6 mos
Prudential Financial Planning Services
September 2000 - August 2004 · 3 yrs 11 mos
Pruco Securities, LLC.Broker
March 2000 - August 2004 · 4 yrs 5 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.