Thomas Highsmith is a CFP-designated registered investment advisor, based in Charlotte, NC, with 26 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1213 W. Morehead Street, Suite 400, Charlotte, NC, 28208
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is a partner in Bogue, LLC, identifying real estate and business opportunities, and an officer (treasurer) for the Live Like Bryant Foundation. He also works as an associate/employee for Pinnacle Asset Management and Pinnacle Bank/Pinnacle Financial Partners, providing advisory and planning services and serving bank clients with wealth management needs, taking about a quarter to half of his time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Carolinas Wealth Consulting LLC
Carolinas Investment Consulting LLC
Carolinas Investment Consulting LLC
Carolinas Investment Consulting LLCBroker
Carolinas Investment Consulting LLC
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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