JM
JM
James Mccrory is a registered investment advisor at R. F. Lafferty & CO., INC., based in New York, NY, with 23 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 125 clients with $130M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
16 advisors
Number of Clients
125 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$129.8M
Fee Structure
Minimum Investment:$50K
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.50% |
| $500K - $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.5M | 1.50% |
| $2.5M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.25% |
Fees are negotiable for accounts over $5,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
40 Wall Street, Suite 3602, New York, NY, 10005
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2010Denied
Criminal
May 2002Final Disposition
Employment History
Current Registrations
R. F. Lafferty & CO., INC.
October 2021 - Present · 4 yrs 6 mos
R. F. Lafferty & CO., INC.
September 2021 - Present · 4 yrs 7 mos
R. F. Lafferty & CO., INC.Broker
September 2021 - Present · 4 yrs 7 mos
Previous Registrations
Touchstone Securities, INC.Broker
September 2011 - August 2021 · 9 yrs 11 mos
Touchstone Advisors INC
September 2011 - December 2012 · 1 yr 3 mos
Allstate Financial Advisors, LLC
November 2010 - September 2011 · 10 mos
Allstate Financial Services, LLCBroker
November 2010 - September 2011 · 10 mos
Touchstone Securities, INC.Broker
July 2008 - June 2010 · 1 yr 11 mos
Touchstone Advisors INC
July 2008 - June 2010 · 1 yr 11 mos
Metlife Securities INC.
September 2004 - March 2008 · 3 yrs 6 mos
Metlife Securities INC.Broker
September 2004 - March 2008 · 3 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
September 2004 - July 2007 · 2 yrs 10 mos
American Express Financial Advisors, INC.
November 2003 - August 2004 · 9 mos
American Express Financial Advisors INC.Broker
November 2003 - August 2004 · 9 mos
Ids Life Insurance CompanyBroker
November 2003 - August 2004 · 9 mos
Signator Investors, INC.Broker
July 2000 - June 2002 · 1 yr 11 mos
State Registrations7 states
CTFLNJNYPASCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.