Shon Mclain
Shon Mclain is a registered investment advisor at Osaic Wealth, INC., based in Saratoga Springs, NY, with 25 years of industry experience. Shon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
125 High Rock Avenue, Suite 215, Saratoga Springs, NY, 12866
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Regulatory History (1)
Customer Dispute
December 2023Other Business ActivitiesSells Insurance
Shon owns thoroughbred racehorses and is a marketing consultant for a college tuition benefit program, dedicating minimal time to each. He also works as an insurance broker and agent, selling life, disability, fixed annuities, and health insurance through multiple entities, spending minimal time on each.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Esi Financial Advisors
Equity Services, INC.Broker
Signator Investors, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
MML Investors Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.