Phil Ward
Phil Ward is a PFS-designated registered investment advisor at St. Bernard Financial Services, INC., based in Tulsa, OK, with 25 years of industry experience. Phil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 841 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees negotiable for accounts over $5 million.
Fee Estimator
Location
2522 E. 71st St, Tulsa, OK, 74136
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2009Other Business ActivitiesSells Insurance
Phil owns Ward Financial Services, LLC, offering investments, financial, and estate planning services, taking about half of his time. He also owns Ward & Company, PLLC (a CPA firm) and Tax Depot, LLC (tax preparation), dedicating full-time hours to the CPA firm and minimal time to the tax business. Phil is also appointed with various life, accident, and health insurance companies.
Employment History
Current Registrations
St. Bernard Financial Services, INC.
St. Bernard Financial Services, INC.
St. Bernard Financial Services, INC.Broker
Previous Registrations
First Independent Advisory Services, INC.
First Independent Financial Services, INC.Broker
Aig Financial Advisors, INC.Broker
Asset & Investment Advisors
Sunamerica Securities, INC.Broker
Multi-Financial Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.