James Spainhower
James Spainhower is a ChFC-designated registered investment advisor at Diversify Wealth Management, LLC, based in Orem, UT, with 26 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 10 more. Their firm serves 4,857 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.85% |
| $3.0M - $4.0M | 0.70% |
| $4.0M - $5.0M | 0.70% |
| $5M+ | 0.50% |
Fees are negotiable. Maximum annual advisory fee across programs is generally 2.00%. Additional strategy fees may apply depending on the platform.
Fee Estimator
Location
742 N 530 E, Orem, UT, 84097
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James owns FirstPurpose Tax, KTC Properties, KTB Ventures, Rising Sun Cattle Co, and Spainhower and Associates. He also works as an independent insurance agent selling life and health insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
Diversify Wealth Management, LLC
Dfpg Investments, LLCBroker
Previous Registrations
Diversify Wealth Management, INC.
Triad Advisors, INC.Broker
Diversify Wealth Management LLC
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Sunset Financial Services, INC.
Sunset Financial Services, INC.Broker
Wma Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Scott Stratton, CFPDiversify Wealth Management, LLC
- Sam Deaver, CFPDiversify Wealth Management, LLC
- Alex Long, CFPDiversify Wealth Management, LLC
- Timothy Whipple, CFPDiversify Wealth Management, LLC
- Kenneth Bown, CFPDiversify Wealth Management, LLC
- Tyler Haskell, CFPDiversify Wealth Management, LLC