James Derrick is a CFA-designated registered investment advisor at Osaic Wealth, INC., based in Salt Lake City, UT, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
102 S. 200 E., Suite 100, Salt Lake City, UT, 84111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James holds an insurance license but does not sell insurance products as part of his role at Smedley Financial Services. He is also the Chief Investment Strategist at Smedley Financial Services, dedicating full-time hours to this role, and volunteers with the Church of Jesus Christ of Latter-day Saints for about 10-20% of his time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Smedley Financial Services INC
Previous Registrations
Securities America, INC.Broker
State Registrations29 states
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