JD
CFA
JD
CFA

James R Derrick

25 Years of Experience
Broker
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

102 S. 200 E., Suite 100, Salt Lake City, UT, 84111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James holds an insurance license but does not sell insurance products as part of his role at Smedley Financial Services. He is also the Chief Investment Strategist at Smedley Financial Services, dedicating full-time hours to this role, and volunteers with the Church of Jesus Christ of Latter-day Saints for about 10-20% of his time.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
June 2024 - Present · 1 yr 8 mos
Smedley Financial Services INC
September 2003 - Present · 22 yrs 5 mos
Previous Registrations
Securities America, INC.Broker
June 2000 - June 2024 · 24 yrs
State Registrations32 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.