SL
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Sarah Lall
26 Years of Experience
Kildeer, IL
2 DisclosuresBroker
Sarah Lall is a registered investment advisor at Fifth Third Securities, INC., based in Kildeer, IL, with 26 years of industry experience. Sarah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
20896 N. Quentin Road, Kildeer, IL, 60047
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2004Withdrawn
Customer Dispute
May 2004Denied
Employment History
Current Registrations
Fifth Third Securities, INC.Broker
August 2014 - Present · 12 yrs 2 mos
Fifth Third Securities, INC.
August 2014 - Present · 12 yrs 2 mos
Previous Registrations
PNC Investments
April 2011 - August 2014 · 3 yrs 4 mos
PNC InvestmentsBroker
April 2011 - August 2014 · 3 yrs 4 mos
U.S. Bancorp Investments, INC.
January 2008 - April 2011 · 3 yrs 3 mos
U.S. Bancorp Investments, INC.Broker
January 2008 - April 2011 · 3 yrs 3 mos
Chase Investment Services CORP.
July 2005 - January 2008 · 2 yrs 6 mos
Chase Investment Services CORP.Broker
July 2005 - January 2008 · 2 yrs 6 mos
Banc One Securities Corporation
June 2005 - July 2005 · 1 mo
Banc One Securities CorporationBroker
May 2000 - July 2005 · 5 yrs 2 mos
State Registrations11 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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