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Josh Oliver

LPL Financial LLC
23 Years of Experience
Vernon, CT
1 DisclosureBroker
View SEC Summary
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Josh Oliver is a registered investment advisor at LPL Financial LLC, based in Vernon, CT, with 23 years of industry experience. Josh is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

475 Talcottville Road, Vernon, CT, 06066

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Josh operates Webster Investments as a DBA for his LPL business. He is also the owner of Oliver Consulting Group, LLC, a business entity for tax/investment purposes.

Employment History
Current Registrations
LPL Financial LLC
February 2023 - Present · 3 yrs 8 mos
LPL Financial LLCBroker
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Prudential Financial Planning Services
June 2019 - October 2020 · 1 yr 4 mos
Pruco Securities, LLC.Broker
June 2019 - October 2020 · 1 yr 4 mos
Key Investment Services LLC
April 2018 - April 2019 · 1 yr
Key Investment Services LLCBroker
April 2018 - April 2019 · 1 yr
Apw Capital, INC.Broker
May 2017 - April 2018 · 11 mos
Aurora Private Wealth, INC.
May 2017 - April 2018 · 11 mos
Citizens Securities, INC.
May 2016 - May 2017 · 1 yr
Citizens Securities, INC.Broker
May 2016 - May 2017 · 1 yr
LPL Financial LLCBroker
October 2011 - June 2016 · 4 yrs 8 mos
LPL Financial LLC
October 2011 - June 2016 · 4 yrs 8 mos
LPL Financial Corporation
December 2007 - May 2010 · 2 yrs 5 mos
Uvest Financial Services Group, INC.Broker
February 2007 - October 2011 · 4 yrs 8 mos
Uvest Financial Services Group, INC.
February 2007 - October 2011 · 4 yrs 8 mos
Webster Investment Services, INC
October 2003 - February 2007 · 3 yrs 4 mos
Webster Investment Services, INC.Broker
October 2003 - February 2007 · 3 yrs 4 mos
Morgan Stanley
August 2001 - November 2003 · 2 yrs 3 mos
Morgan Stanley Dw INC.Broker
September 2000 - November 2003 · 3 yrs 2 mos
State Registrations5 states
CTDCFLMATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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