Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
156 clients
Average Client Portfolio
$111.7M average
Assets Under Management
$17.4B

Fee Structure

Minimum Investment:$5M
Financial Planning:Investment management only
Minimum Annual Fee:$7,500
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Location

1100 North Market Street, Wilmington, DE, 19801

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony is an employee of M&T Bank since 2014 and Wilmington Trust, N.A. since 2016. The majority of his time is dedicated to banking-related functions at these institutions.

Employment History
Current Registrations
Wilmington Trust Investment Advisors, INC.
November 2014 - Present · 11 yrs 3 mos
Previous Registrations
M&t Securities, INC.Broker
January 2015 - June 2021 · 6 yrs 5 mos
UBS Financial Services INC.
August 2008 - December 2012 · 4 yrs 4 mos
UBS Financial Services INC.Broker
August 2008 - December 2012 · 4 yrs 4 mos
Bear, Stearns & CO. INC.
April 2006 - June 2008 · 2 yrs 2 mos
Bear, Stearns & CO. INC.Broker
November 2000 - June 2008 · 7 yrs 7 mos
Sanford C. Bernstein & CO., INC.Broker
April 2000 - October 2000 · 6 mos
State Registrations1 state
DE
Advisor
Exams
No exam information available for this advisor.
Anthony Michael Roth - Financial Advisor | TrueAdvisor