Anthony Roth
Anthony Roth is a registered investment advisor at Wilmington Trust Investment Advisors, INC., based in Wilmington, DE, with 24 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 155 clients with $18B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 0.50% |
| $3.0M - $10.0M | 0.25% |
| $10.0M - $15.0M | 0.40% |
| $15.0M - $35.0M | 0.20% |
| $35.0M - $55.0M | 0.15% |
| $55M+ | 0.10% |
Fees vary by investment strategy. Different strategies have distinct fee schedules and minimum account sizes ranging from $3,000,000 to $5,000,000.
Fee Estimator
Location
1100 North Market Street, Wilmington, DE, 19801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Anthony is an employee of M&T Bank since 2014 and Wilmington Trust, N.A. since 2016. The majority of his time is dedicated to banking-related functions at these institutions.
Employment History
Current Registrations
Wilmington Trust Investment Advisors, INC.
Previous Registrations
M&t Securities, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Bear, Stearns & CO. INC.
Bear, Stearns & CO. INC.Broker
Sanford C. Bernstein & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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