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Kevin Zellers

Advisors Asset Management, INC.
26 Years of Experience
Dallas, TX
1 DisclosureBroker
View SEC Summary
View SEC Summary

Kevin Zellers is a registered investment advisor at Advisors Asset Management, INC., based in Dallas, TX, with 26 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,505 clients with $2.2B in assets under management.

Advisors Asset Management, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
126 advisors
Number of Clients
1,505 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fees for fixed income strategies generally range from 0.20% to 2.00%, and equity strategies range from 0.45% to 2.5%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Dallas, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Advisors Asset Management, INC.
August 2023 - Present · 3 yrs 2 mos
Advisors Asset Management, INC.
August 2023 - Present · 3 yrs 2 mos
Advisors Asset Management, INC.Broker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Morgan Stanley
May 2022 - August 2023 · 1 yr 3 mos
Morgan StanleyBroker
May 2022 - August 2023 · 1 yr 3 mos
Amundi Asset Management US, INC.
January 2021 - April 2022 · 1 yr 3 mos
Amundi Pioneer Institutional Asset Management, INC.
April 2012 - December 2020 · 8 yrs 8 mos
Amundi Distributor US, INC.Broker
April 2012 - April 2022 · 10 yrs
Key Investment Services LLC
November 2006 - April 2012 · 5 yrs 5 mos
Key Investment Services LLCBroker
November 2006 - April 2012 · 5 yrs 5 mos
H&r Block Financial Advisors, INC.
September 2006 - November 2006 · 2 mos
H&r Block Financial Advisors, INC.Broker
December 2004 - November 2006 · 1 yr 11 mos
UBS Financial Services INC.
September 2002 - January 2005 · 2 yrs 4 mos
UBS Financial Services INC.Broker
August 2002 - January 2005 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2000 - August 2002 · 2 yrs 3 mos
State Registrations4 states
LANMOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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