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Leonor Mladenik

LPL Financial LLC
24 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
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Leonor Mladenik is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 24 years of industry experience. Leonor is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8350 E. Raintree Dr Ste 250, Scottsdale, AZ, 85260-2508

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Leonor is involved with KLMM Enterprise LLC, a business entity for tax/investment purposes only, since December 2022. She dedicates a few hours per week to this activity.

Employment History
Current Registrations
LPL Financial LLC
December 2022 - Present · 3 yrs 10 mos
LPL Financial LLCBroker
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2016 - December 2022 · 6 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
May 2016 - December 2022 · 6 yrs 7 mos
J.P. Morgan Securities LLCBroker
October 2012 - May 2016 · 3 yrs 7 mos
J.P. Morgan Securities LLC
October 2012 - May 2016 · 3 yrs 7 mos
Chase Investment Services CORP.
November 2006 - October 2012 · 5 yrs 11 mos
Chase Investment Services CORP.Broker
April 2006 - October 2012 · 6 yrs 6 mos
Chase Investment Services CORP.Broker
July 2005 - March 2006 · 8 mos
Banc One Securities CorporationBroker
March 2004 - July 2005 · 1 yr 4 mos
Northwestern Mutual Investment Services, LLCBroker
February 2004 - February 2004 · 0 mos
Uvest Financial Services Group, INC.Broker
January 2003 - December 2003 · 11 mos
Banc of America Investment Services, INC.Broker
July 2001 - January 2003 · 1 yr 6 mos
State Registrations13 states
AZCACOFLIAMTNVOHOKSCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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