JK
JK

Jody Komyathy

23 Years of Experience
Greenwood Village, CO
Broker

Jody Komyathy is a registered investment advisor, based in Greenwood Village, CO, with 23 years of industry experience.

Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jody is a board member of the Underground Railroad, a non-profit providing emergency shelter services to victims of domestic violence, since 2019. This takes a few hours per week and is not investment related.

Employment History
Current Registrations
Empower Financial Services, INC.
January 2022 - Present · 4 yrs 6 mos
Empower Advisory Group, LLC
January 2022 - Present · 4 yrs 6 mos
Empower Financial Services, INC.Broker
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - October 2021 · 4 mos
Cetera Advisor Networks LLCBroker
June 2021 - October 2021 · 4 mos
Voya Financial Advisors, INC.Broker
February 2021 - June 2021 · 4 mos
Voya Financial Advisors, INC.
February 2021 - June 2021 · 4 mos
Corecap Investments, LLCBroker
July 2015 - January 2021 · 5 yrs 6 mos
The O.N. Equity Sales CompanyBroker
March 2011 - July 2015 · 4 yrs 4 mos
First Heartland Capital, INC.Broker
May 2008 - September 2010 · 2 yrs 4 mos
W&s Brokerage Services, INC.Broker
January 2007 - April 2008 · 1 yr 3 mos
Raymond James Financial Services, INC.Broker
June 2005 - November 2005 · 5 mos
Charter One Securities, INC.Broker
January 2003 - May 2005 · 2 yrs 4 mos
Morgan Stanley Dw INC.Broker
April 2000 - January 2003 · 2 yrs 9 mos
State Registrations45 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jody Komyathy - Financial Advisor | TrueAdvisor