Sean Cook
Sean Cook is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Oakland, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1111 Broadway, Oakland, CA, 94607
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2016Customer Dispute
June 2006Criminal
June 1989Other Business Activities
Sean co-owns rental property in Vallejo and Oakland with family members, and is the sole owner of rental property in Port Charlotte. He also helps his mother with her income property owned by Linnie Porter Realty Services LLC, dedicating a few hours per week to paying mortgages and overseeing capital improvements.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.