Barry Williams
Barry Williams is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Oakland, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1111 Broadway, Oakland, CA, 94607
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Regulatory History (1)
Customer Dispute
January 2010Other Business Activities
Barry is involved with a business at 81 Tarry Lane in Orinda, CA since 2015. He dedicates minimal time to this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citicorp Investment Services
Citicorp Investment ServicesBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Citicorp Investment Services
Citicorp Investment ServicesBroker
UBS Painewebber INC.
UBS Painewebber INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.