Chih-Tao Ma
Chih-Tao Ma is a registered investment advisor at Independent Financial Group, LLC, based in Diamond Bar, CA, with 25 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
660 N. Diamond Bar Blvd #268, Diamond Bar, CA, 91765
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2019Customer Dispute
August 2005Other Business ActivitiesSells Insurance
Chih-Tao is a licensed insurance agent in California, offering insurance sales and services since 2016. This activity requires minimal time.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Unionbanc Investment Services, LLCBroker
Unionbanc Investment Services, LLC
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
Bancwest Investment Services, INC.
Citicorp Investment Services
Citicorp Investment ServicesBroker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Fortune Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.