SH
SH

Syauching Hung

21 Years of Experience
Diamond Bar, CA
4 DisclosuresBrokerSells Insurance

Syauching Hung is a registered investment advisor at Independent Financial Group, LLC, based in Diamond Bar, CA, with 21 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.

Loading...

Location

660 N. Diamond Bar Blvd #268, Diamond Bar, CA, 91765

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2025
Settled
Customer Dispute
February 2023
Settled
Customer Dispute
January 2023
Settled
Customer Dispute
July 2021
Settled
Other Business ActivitiesSells Insurance

Syauching is an independent contractor for JC Planning, a DBA name used for marketing purposes. Syauching is also a California insurance agent, offering the sale of insurance products.

Employment History
Current Registrations
Independent Financial Group, LLC
October 2015 - Present · 10 yrs 7 mos
Independent Financial Group, LLCBroker
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Voya Financial Advisors, INC.
August 2007 - October 2015 · 8 yrs 2 mos
Voya Financial Advisors, INC.Broker
March 2007 - October 2015 · 8 yrs 7 mos
Legacy Advisory Services, INC.
March 2005 - March 2007 · 2 yrs
Legacy Financial Services, INC.Broker
July 2004 - March 2007 · 2 yrs 8 mos
Nylife Securities INC.Broker
April 2004 - July 2004 · 3 mos
State Registrations3 states
CAMIWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Syauching Hung - Financial Advisor | TrueAdvisor