Anthony Cafaro is a registered investment advisor, based in Trophy Club, TX, with 14 years of industry experience.
Location
Trophy Club, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Alight Financial Solutions, LLC
June 2022 - Present · 3 yrs 10 mos
Alight Financial Advisors, LLC
June 2022 - Present · 3 yrs 10 mos
Alight Financial Solutions, LLCBroker
June 2022 - Present · 3 yrs 10 mos
Previous Registrations
TD Ameritrade Investment Management, LLC
November 2018 - October 2020 · 1 yr 11 mos
TD Ameritrade, INC.
November 2018 - October 2020 · 1 yr 11 mos
TD Ameritrade, INC.Broker
November 2018 - October 2020 · 1 yr 11 mos
TD Ameritrade, INC.Broker
May 2017 - June 2018 · 1 yr 1 mo
Fidelity Brokerage Services LLCBroker
December 2015 - January 2016 · 1 mo
Gfi Securities LLCBroker
April 2008 - March 2009 · 11 mos
Tradition Asiel Securities INC.Broker
December 2007 - February 2008 · 2 mos
Tradition Asiel Securities INC.Broker
April 2007 - October 2007 · 6 mos
Gfi Securities LLCBroker
December 2003 - May 2006 · 2 yrs 5 mos
Inter-Dealer Brokers LLCBroker
September 2003 - December 2003 · 3 mos
Wien Securities CORP.Broker
May 2003 - August 2003 · 3 mos
Fleet Securities, INC.Broker
May 2000 - December 2002 · 2 yrs 7 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.