Stephen Dudek
Stephen Dudek is a registered investment advisor at Cetera Investment Advisers LLC, based in Conshohocken, PA, with 25 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1495 Alan Wood Rd Ste 100, Conshohocken, PA, 19428
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an independent insurance agent selling fixed insurance products since 2009, dedicating full-time hours to this. He also operates Financial Independence Planning, LLC as a DBA for advisory services, financial planning, and the sale of securities, insurance, and advisory products, also dedicating full-time hours to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
NFP Securities, INC.
NFP Securities, INC.Broker
Ing Financial Advisers, LLCBroker
Manulife Financial Securities LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.