Katherine Williams
Katherine Williams is a registered investment advisor at LPL Financial LLC, based in Wayzata, MN, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
319 Barry Ave S Ste 200, Wayzata, MN, 55391
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Katherine is a high school gymnastics judge during the winter months and a Dave Ramsey financial coach. She also creates financial education content and works as an Instacart shopper, dedicating about 10-20% of her time to these activities. Katherine receives commission trails from non-variable insurance products, dedicating minimal time to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ing Financial Partners, INC.Broker
Princor Financial Services CorporationBroker
Planners Financial Services, INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Miller Johnson Steichen Kinnard, INC.Broker
Gwfs Equities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.