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Steve Marciniak

Ameriprise Financial Services, LLC
26 Years of Experience
Center Valley, PA
4 DisclosuresBroker
View SEC Summary
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Steve Marciniak is a registered investment advisor at Ameriprise Financial Services, LLC, based in Center Valley, PA, with 26 years of industry experience. Steve is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3477 Corporate Pkwy, Ste 140, Center Valley, PA, 18104-8235

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019
Denied
Regulatory
August 2015
Final
Employment Separation After Allegations
January 2013
Customer Dispute
October 2011
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steve owns Marciniak LLC and manages his Ameriprise business, dedicating about a third of his time to this. He is also an employee of Ashford Wealth Advisors, LLC, spending about a quarter of his time there.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2013 - Present · 13 yrs 8 mos
Ameriprise Financial Services, LLC
February 2013 - Present · 13 yrs 8 mos
Ameriprise Financial Services, LLCBroker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2002 - February 2013 · 10 yrs 7 mos
Wells Fargo Advisors, LLCBroker
June 2002 - February 2013 · 10 yrs 8 mos
Salomon Smith Barney INC.Broker
April 2000 - June 2002 · 2 yrs 2 mos
State Registrations12 states
CADEFLGAILMDNCNJNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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