Steve Marciniak
Steve Marciniak is a registered investment advisor at Ameriprise Financial Services, LLC, based in Center Valley, PA, with 25 years of industry experience. Steve operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
3477 Corporate Pkwy, Ste 140, Center Valley, PA, 18104-8235
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2019Regulatory
August 2015Employment Separation After Allegations
January 2013Customer Dispute
October 2011Other Business Activities
Steve owns Marciniak LLC and manages his Ameriprise business, dedicating about a third of his time to this. He is also an employee of Ashford Wealth Advisors, LLC, spending about a quarter of his time there.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Salomon Smith Barney INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.