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Dianne Denison

Ameriprise Financial Services, LLC
23 Years of Experience
Center Valley, PA
1 DisclosureBroker
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Dianne Denison is a registered investment advisor at Ameriprise Financial Services, LLC, based in Center Valley, PA, with 23 years of industry experience. Dianne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3477 Corporate Pkwy, Ste 100 Office 137, Center Valley, PA, 18034-8237

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2021
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dianne is involved in two outside business activities. One is investment-related, started in 2020, and takes about a quarter of her time. The other is not investment-related, started in 2017, and takes about 10-20% of her time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2019 - Present · 7 yrs 3 mos
Ameriprise Financial Services, LLC
July 2019 - Present · 7 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2009 - July 2019 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2009 - July 2019 · 10 yrs 3 mos
Citigroup Global Markets INC.Broker
February 2006 - May 2009 · 3 yrs 3 mos
Legg Mason Wood Walker, IncorporatedBroker
May 2003 - February 2006 · 2 yrs 9 mos
State Registrations22 states
AKALCACTFLGAIAILLAMNMOMSNCNJNVOHOKORPATXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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